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ISSUER INFORMATION
General Issuer Information
- What Issuers Should Know
- Policies Regarding Caveat Emptor and Promotional Activities
How to Become a Pink Sheets Company
- How Does a Company Become Quoted?
- Finding A Market Maker to Sponsor Your Company
OTC Market Tiers
How Pink Sheets Works
- What is the Pink Sheets?
- How Does the Pink Sheets Work?
Update Your Company Information
- Update your company's contact information
Products and Services for Issuers
Service Provider Directory
Forms and Documents
Disclosure Guidelines
Subscriber Agreements
Frequently Asked Questions by Issuers
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INVESTOR INFORMATION
The OTC Market and the Pink Sheets
- Defining the OTC Market and the Pink Sheets
- Investing in OTC Securities
Contacting a Pink Sheets Company
- How to Find Contact Information
- Obtaining Financial Information on a Pink Sheets or Yellow Sheets Company
Investor Protection and Regulation
Contacting Securities Regulators
- What to Do If You Suspect Fraud or Manipulation in an OTC Security
- Securities Regulators for the OTC markets
How to Buy or Sell Pink Sheet Stocks
- Choose a Broker
- Know the Difference Between a Limit Order vs. Market Order
- Always Research Your Proposed Investment
- List of Online Brokers that Trade Pink Sheet Securities
OTC Market Tiers
Frequently Asked Questions by Investors
PINK OTC WEBINARS
Pink OTC Markets is committed to providing the most up to date and practical information to our customers. We will be conducting periodic webinars regarding developments and changes that effect the over the counter industry. All webinars will be easily accessible in this section of the website.
2008 OTC Market Developments
CEO of Pink OTC Markets, Cromwell Coulson, explains the basics of the OTC market and discusses the important changes occurring as a result of the new Limit Order Protection rules.
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BROKER/DEALER INFORMATION
Quoting Pink Sheet Securities
- Who Can Publish Quotes in the Pink Quote system
- How to Initiate a Quote: Rule 15c2-11
- 211 Exceptions
- Quotation of Delisted NASDAQ Securities
- Unsolicited Quotes
211 Q&A - FINRA Notice to Members 92-50
- Rule 15c2-11 Informational Requirements
- Rule 15c2-11 Exceptions
- Schedule H Questions
- For More Information on SEC Rule 15c2-11
FINRA Rules
SEC Rules
- Securities Exchange Act of 1934
- Rules promulgated under the Securities Exchange Act of 1934
Regulatory Agencies
- U.S. Securities and Exchange Commission (SEC)
- Financial Industry Regulatory Authority (FINRA)
- North American Securities Administrators Association (NASAA)
Frequently Asked Questions by Broker/Dealers
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