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ISSUER INFORMATION
General Issuer Information
- What Issuers Should Know
- What is the Issuer's Role in the Pink Sheets?
How to Become a Pink Sheets Company
- How Does a Company Become Quoted?
- Finding A Market Maker to Sponsor Your Company
OTC Market Tiers
How Pink Sheets Works
- What is the Pink Sheets?
- How Does the Pink Sheets Work?
Update Your Company Information
- Update your company's contact information
Products and Services for Issuers
Service Provider Directory
Forms and Documents
Frequently Asked Questions by Issuers
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INVESTOR INFORMATION
The OTC Market and the Pink Sheets
- Defining the OTC Market and the Pink Sheets
- Investing in OTC Securities
Contacting a Pink Sheets Company
- How to Find Contact Information
- Obtaining Financial Information on a Pink Sheets or Yellow Sheets Company
Investor Protection and Regulation
Contacting Securities Regulators
- What to Do If You Suspect Fraud or Manipulation in an OTC Security
- Securities Regulators for the OTC markets
How to Buy or Sell Pink Sheet Stocks
- Choose a Broker
- Know the Difference Between a Limit Order vs. Market Order
- Always Research Your Proposed Investment
- List of Online Brokers that Trade Pink Sheet Securities
OTC Market Tiers
Frequently Asked Questions by Investors
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BROKER/DEALER INFORMATION
Quoting Pink Sheet Securities
- Who Can Publish Quotes in the Pink Quote system
- How to Initiate a Quote: Rule 15c2-11
- 211 Exceptions
- Quotation of Delisted NASDAQ Securities
- Unsolicited Quotes
211 Q&A - FINRA Notice to Members 92-50
- Rule 15c2-11 Informational Requirements
- Rule 15c2-11 Exceptions
- Schedule H Questions
- For More Information on SEC Rule 15c2-11
FINRA Rules
SEC Rules
- Securities Exchange Act of 1934
- Rules promulgated under the Securities Exchange Act of 1934
Regulatory Agencies
- U.S. Securities and Exchange Commission (SEC)
- Financial Industry Regulatory Authority (FINRA)
- North American Securities Administrators Association (NASAA)
Frequently Asked Questions by Broker/Dealers
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